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Article

An FAQ from OSC in the Community

complaint.  Learn more about the process and how to make a complaint. There’s a lot of titles out there in the financial world such as advisors and planners. Who regulates

6 min read
Article

How regulators protect investors

…investors: Provincial and territorial securities regulators Provincial and territorial securities regulators, such as the Ontario Securities Commission (OSC), administer and enforce rules around how securities are issued, bought, and sold. And…

4 min read
Article

Factors that affect bond prices and how to monitor them

…you’ll need to consider interest rates. In general, when interest rates rise, bond prices fall. When interest rates fall, bond prices rise. Bonds have an inverse relationship with general interest rates.If the…

8 min read
Article

Fractional share ownership

…shares What fractional share ownership could provide What to consider before you buy a fractional share Fractional share ownership pricing Let’s say there’s a big company you are really excited…

4 min read
Article

5 things to consider when choosing ESG investing

…approach ESG investing to make the right choices for you. 1. Reflect on your values and priorities When looking for investments that reflect your own financial priorities and values, consider

3 min read
Article

OSC Seniors Strategy Updates

…handling; Supervisory procedures; Powers of attorney and limited trading authorizations; Training employees; Identifying trusted contact persons; Establishing written policies and procedures for reporting and escalating issues; and Communicating with older

5 min read
Article

Death of a spouse: estate planning considerations

When a spouse dies, he or she leaves behind emotional challenges and financial duties for the surviving partner. It is important for both spouses to understand the challenges of managing an…

2 min read
Article

How defined contribution pension plans work

…advantages of single fund portfolios are simplicity and convenience. You decide on the fund. And you leave the ongoing investment decisions and portfolio adjustments to the professional money manager. Two…

6 min read
Showing results 111-120 of 320