…How you’ll work together, including how often you’ll meet. What fees you’ll pay. Next steps. “Know your client” information Your advisor is required by securities law to know your financial…
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Putting your interests first
…on the trades they do for you, or, based on a percentage of assets in your account.The investment firm your advisor works at may also have other compensation arrangements or…
Choose your asset mix
…your risk tolerance, financial goals and time horizon. If you need help putting together an asset mix, you may want to work with an advisor. Changing your asset mix over…
Putting your plan into action
…plan to get back on track. If you’re working with a financial planner, they should review your situation with you from time to time. And they should help you adjust…
How volatility affects your investments
…out of fear. Have an investment plan with a long-term view that you trust to work well during all types of markets conditions — and be sure to follow it….
Tracking your investment costs
…in your investments. What is total cost reporting and how will it work? Key point To figure out your total return on an investment, you’ll need to factor in your…
Who’s who in Canadian markets
When you buy and sell securities, your money flows through a network market participants, including: Investors – In Canada, there are many kinds of investors. Two kinds of investors include:…
5 ways regulation protects investors
…maintenance of: adequate working capital and insurance, books and records robust compliance systems procedures for dealing with clients, such as at account opening and in ongoing reporting. Fitness for registration…
Flow-through shares
…exploration stage and aren’t yet making a profit. Speculative investment – It can take years for a mining or resource company’s exploration work to pay off with a find –…
How to buy and sell ETFs
You buy ETFs from an investment dealer through a full-service or online trading platform. Here’s how it works: You can buy or sell ETFs any time the stock market is…